Scott Sangerman - RBC Wealth Management Financial Advisor

Reviews

• CD

  Carrie Devorah

  Dec 26, 2024
  1.0
  I became a Client of Scott Sangerman after being represented in an NASD matter by the law firm of Aidikoff, Uhl & Bahktiari. To this day Philip Aidikoff, Robert Uhl and Ryan Bahktiari refuse to tell me how they knew Scott Sangerman. Sangerman was the only advisor Philip Aidikoff recommended to me. There was no FINRA online at the time to look the Advisor name up, at the time, in the 1990's. Years too late later, I learned on FINRA that during the time Aidikoff referred me to Sangerman, was that Sangerman was unable to work as a financial advisor because of an arrest. "Petty theft" or not, an arrest is an arrest. By the time I learned of this detail it was too late. During the 2008, market crash, I lost monies. It was not just me. How many? Well, FINRA knows. The SEC Employees know. I found out about other victims. A Lawyer represented his mother. I was a Sangerman client from 1998 when he was at Prudential to when he moved to RBC in Beverly Hills in 2002. FINRA told RBC to give me papers I requested as far back as 2009. RBC refused. The RBC matter settled in FINRA for pennies on the dollar of what I was told my assets were. The Encrypted CD showed the RBC documents were altered even alleging I had accounts at JP Morgan. 2019, JP Morgan CEO Jamie Dimon wrote me I had no accounts at JP Morgan. The RBC statements showed repeat transfers of money to and from JP Morgan to my RBC accounts. 2015, the IRS mailed me they got my request for a change in my history in the late 1990's. I made no such request. The timing was coincidental to a matter I failed against Sangerman and RBC in the DC Federal Court. I learned FINRA and the SEC do not turn Victim complaints over to Law Enforcement as they are required to do according to Law. So I told the Cops. The Court dismissed the matter. The matter was still a victory. I filed all documents in to the Federal Court that affirms what I am stating, showing ie. the faked statements naming JP Morgan, etc. Subsequently the Court upheld on appeal that FINRA, the forum Scott Sangerman and RBC directed my complaint in to, using false assertions that is the forum for Investment Advisor Client victims to go in to. 2019, I made a landmark law in the Commonwealth of Virginia that it is crime to take Financial Client victims away from Cops and Courts in to alleged "mandatory arbitration." RBC, CEO John Taft, Scott Sangerman et al including DISB, FINRA, SEC Employees knew their taking me and other victims in to FINRA with intent is a crime. Crime gets reported to Cops. There is a thing about Crimes- crimes that remain unsolved are Cold Crimes. RBC has every opportunity to resolve this matter with me. They will. FINRA and the SEC are enforcement not Law Enforcement. FINRA is a dues collecting private non profit business league for Securities Broker Dealer firms only. Scott Sangerman is not a Broker, as I exposed. "Broker" is (short name) for Securities Broker Dealer firms, only. Investment Advisors are not Brokers. FINRA and SEC Employees collude to take Investment Advisory firms and investment advisors away from Cops and Courts. There is not Crime if Cops are not told. FINRA is Enforcement, only. SEC is Enforcement, only. Pretending to be a Cop is a Crime. The DC USCA in the matter of John Hurry agrees. SCOTUS with their Opinion on Chevron agrees. RBC Lawyer Carolyn Guy sent to me my "RBC" (short name) Investment Advisory Agreement in the encrypted CD o n l y after I was forced to settle with RBC not having my documents. I was online Client of theirs since I began as Sangerman's Client in 2002. We never know until it is too late, our accounts can be mishandled a much longer conversation with Internal documents can be faked. Since 2010 I felt something was wrong. I determined to figure out what was wrong. Docs are in DC Court. RBC/Sangerman taking this review offline is retaliatory against SEC requested 2010 Whistleblower. When a Lawyer tells you he is going to take your matter in to FINRA, call the Cops while running away. I want my monies restored plus interest since the late 1990's.

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